E-Book Overview
Internal auditors must know many concepts, techniques, control frameworks, and remain knowledgeable despite the many changes occurring in the marketplace and their profession. This easy to use reference makes this process easier and ensures auditors can obtain needed information quickly and accurately. This book consists of 100 topics, concepts, tips, tools and techniques that relate to how internal auditors interact with internal constitutencies and addresses a variety of technical and non-technical subjects. Non-auditors have an easy-to-use guide that increases their understanding of what internal auditors do and how, making it easier for them to partner with them more effectively.
E-Book Content
Auditor Essentials
Internal Audit and IT Audit Series Editor:
Dan Swanson
Dan Swanson and Associates, Ltd., Winnipeg, Manitoba, Canada The Internal Audit and IT Audit series publishes leading-edge books on critical subjects facing audit executives as well as internal and IT audit practitioners. Key topics include Audit Leadership, Cybersecurity, Strategic Risk Management, Auditing Various IT Activities and Processes, Audit Management, and Operational Auditing.
Cognitive Hack: The New Battleground in Cybersecurity... the Human Mind James Bone
Implementing Cybersecurity: A Guide to the National Institute of Standards and Technology Risk Management Framework Anne Kohnke, Ken Sigler, and Dan Shoemaker
The CISO Journey: Life Lessons and Concepts to Accelerate Your Professional Development Eugene M. Fredriksen
Data Analytics for Internal Auditors Richard E. Cascarino
Practitioner’s Guide to Business Impact Analysis Priti Sikdar
Why CISOs Fail: The Missing Link in Security Management--and How to Fix It Barak Engel
Supply Chain Risk Management: Applying Secure Acquisition Principles to Ensure a Trusted Technology Product Ken Sigler, Dan Shoemaker, and Anne Kohnke
Project Management Capability Assessment: Performing ISO 33000-Based Capability Assessments of Project Management Peter T. Davis and Barry D. Lewis
Operational Auditing: Principles and Techniques for a Changing World Hernan Murdock
For more information about this series, please visit https://www.crcpress.com/ Internal-Audit-and-IT-Audit/book-series/CRCINTAUDITA
Auditor Essentials
100 Concepts, Tools, and Techniques for Success
Dr. Hernan Murdock, CIA, CRMA
CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2019 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed on acid-free paper International Standard Book Number-13: 978-1-138-03691-8 (Hardback) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this